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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-10-01 |
Branch Locations
3440 Hamilton Blvd., Allentown, PA 18103 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keybank | Lansford | PA | 11/2022 | 11/2023 |
| Key Investment Services Llc | Brooklyn | OH | 11/2022 | 11/2023 |
| Lehighton Area School. District | Lehighton | PA | 09/2012 | 06/2018 |
| Walker's Tree Farm | Lehighton | PA | 05/2017 | 01/2019 |
| Blue Mountain Ski Resort | Palmerton | PA | 12/2018 | 01/2022 |
| Shippensburg University | Shippensburg | PA | 10/2019 | 05/2022 |
| Northwestern Mutual | Center Valley | PA | 05/2021 | 05/2022 |
| Financial Growth Partners | Harrisburg | PA | 05/2022 | 07/2022 |
| Lehighton Borough | Lehighton | PA | 05/2019 | 09/2022 |
| Shippensburg University | Shippensburg | PA | 08/2018 | 05/2022 |
| Commonwealth Financial Network | Waltham | MA | 11/2023 | 10/2025 |
| Hub International Investment Services Inc. | Kansas City | MO | 11/2024 | Present |
| Lpl Financial Llc | Allentown | PA | 10/2025 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 10/2025 | Present |
1)10/01/2025 / HUB Retirement and Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) - Start Date: 06/01/2025. 2)10/01/2025/ Hub International / Outside/W-2 Employment / Not Investment Related /Allentown PA / Start date: 11/01/2024 -160 hrs mth / 8 hrs during trading. 3) 10/01/2025/ Legacy Planning, A Hub International Company / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)/ Start Date: 06/01/2025. 4) 10/08/2025 - Hub Retirement and Wealth Management - Investment Related - Registered Investment Advisor DBA - At reported business location(s) - Start Date:06/01/2025 - 160 Hrs/Mth - 8 Hrs During Trading. 5) 10/08/2025 - Global Retirement Partners - Investment Related - Registered Investment Advisor Hybrid - At reported business location(s) - Start Date:06/01/2025 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 6/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-21 |
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