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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-08-12
  • LA RA
    APPROVED
    Since 2024-08-12

Branch Locations

2006 W Pinhook Rd, Lafayette, LA 70508 • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus New Haven CT 02/2016 Present
Knights Of Columbus Asset Advisors New Haven CT 05/2021 Present
  • 02/2016 → Present
    Knights Of Columbus
    New Haven, CT
  • 05/2021 → Present
    Knights Of Columbus Asset Advisors
    New Haven, CT
Other Businesses

Knights of Columbus Insurance, non-investment related, life insurance, Field Agent, Selling life insurance, long term care, disability income and annuities, Start Date: 02/2016, 80 hours a month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-12
  • S65 Uniform Investment Adviser Law Examination
    2024-08-12
Other Names
  • Shawn David

View on SEC IAPD

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