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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-09-09
  • MN RA
    APPROVED
    Since 2021-09-09

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

925 County Rd 42 W, Burnsville, MN 55306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Eagan MN 04/2021 Present
Wells Fargo Bank, Na Eagan MN 04/2021 Present
Wells Fargo Bank Na Inver Grove Heights MN 03/2016 11/2018
Wells Fargo Bank Na Apple Valley MN 11/2018 Present
  • 04/2021 → Present
    Eagan, MN
  • 04/2021 → Present
    Wells Fargo Bank, Na
    Eagan, MN
  • 03/2016 → 11/2018
    Wells Fargo Bank Na
    Inver Grove Heights, MN
  • 11/2018 → Present
    Wells Fargo Bank Na
    Apple Valley, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-09
  • S66 Uniform Combined State Law Examination
    2021-09-09

View on SEC IAPD

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