Brian Andrew Moody

Current Employers

Employment History

• 04/2021 → Present
  Lpl Financial, Llc
  Huntsville, AL
• 09/2017 → 05/2021
  The Cutter Group, Llc
  Huntsville, AL
• 06/2014 → 09/2017
  Par Pharmaceuticals
  Huntsville, AL
• 05/2021 → 10/2021
  Oak Tree Financial Services, Llc
  Huntsville, AL
• 11/2021 → Present
  Oak Tree Financial Services, Llc
  Huntsville, AL
• 12/2023 → Present
  Ifg Advisory, Llc
  Atlanta, GA

Previous Registrations

• 2022-01-20 → 2023-12-31
  Oak Tree Financial Services, Llc
  Huntsville, AL

Other Businesses

1. 11/2/2021 - Oak Tree Financial Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/19/2022 - BAMtax, LLC - Investment Related - Owens Cross Roads, AL 35763 - Tax Prep/Accounting/CPA - President. Owner of a CPA business - Start Date - 11/18/2021 - 8 Hours Per Month/0 Hours During Securities Trading 3. 12/8/2023 - Insurance Agent - Investment Related - 120 Holmes Avenue NE, Suite 305, Huntsville AL 35801 - Insurance Sales - 8 Hours per month/8 hours during securities trading 4. 12/27/2023 - IFG Advisory, LLC - Investment Related - At Reported Business location(s) - Registered Investment Advisor - IAR - Started: 12/15/2023 - 180 Hrs/Mo During Trading - I provide investment advisory services through IFG Advisory, LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 180 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2021-12-20