Devon Massi

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-06-16
CA	RA	APPROVED	2022-06-03

TX RA
APPROVED_RES

Since 2022-06-16
CA RA
APPROVED

Since 2022-06-03

Branch Locations

5 Park Plaza 19Th Fl [Xl-Rbo], Irvine, CA 92614 • United States

5 Corporate Plz, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Irvine	CA	06/2021	Present
Comerica Bank	Long Beach	CA	12/2020	06/2021
Unemployed	Huntington Beach	CA	04/2020	11/2020
Water Grill	Costa Mesa	CA	10/2019	03/2020
Baja Sharkeez	Huntington Beach	CA	09/2016	09/2019

06/2021 → Present

Wells Fargo Clearing Services, Llc

Irvine, CA
12/2020 → 06/2021

Comerica Bank

Long Beach, CA
04/2020 → 11/2020

Unemployed

Huntington Beach, CA
10/2019 → 03/2020

Water Grill

Costa Mesa, CA
09/2016 → 09/2019

Baja Sharkeez

Huntington Beach, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-02

S66 Uniform Combined State Law Examination

2022-06-02

Other Names

Devon Michael Massi

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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