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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-31 |
| WV | RA | APPROVED | 2026-07-30 |
Branch Locations
500 Lee Street East Laidley Tower Suite 300, Charleston, WV 25339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rw Baird | Charleston | WV | 07/2023 | 05/2025 |
| United Bank | Morgantown | WV | 06/2022 | 07/2022 |
| Northwestern Mutual | Charleston | WV | 05/2021 | 08/2021 |
| Im Leagues | Morgantown | WV | 11/2022 | 05/2023 |
| Vector Marketing | Charleston | WV | 05/2020 | 07/2020 |
| Education | Charleston | WV | 08/2007 | 05/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charleston | WV | 05/2025 | 07/2026 |
| Bank Of America, N.A. | Charleston | WV | 06/2025 | 07/2026 |
| Morgan Stanley | Charleston | WV | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-17 |
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