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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-17
NV RA APPROVED 2026-07-20
IN RA APPROVED 2026-06-02
TX RA APPROVED 2026-05-05
NJ RA APPROVED 2026-03-24
PA RA APPROVED 2026-03-05
UT RA APPROVED 2026-02-24
MD RA APPROVED 2026-02-13
MI RA APPROVED 2026-02-13
MA RA APPROVED 2026-02-11
AZ RA APPROVED 2026-02-04
IL RA APPROVED 2026-01-27
NY RA APPROVED 2026-01-27
WA RA APPROVED 2026-01-27
CA RA APPROVED 2025-12-02
  • NC RA
    APPROVED
    Since 2026-08-17
  • NV RA
    APPROVED
    Since 2026-07-20
  • IN RA
    APPROVED
    Since 2026-06-02
  • TX RA
    APPROVED
    Since 2026-05-05
  • NJ RA
    APPROVED
    Since 2026-03-24
  • PA RA
    APPROVED
    Since 2026-03-05
  • UT RA
    APPROVED
    Since 2026-02-24
  • MD RA
    APPROVED
    Since 2026-02-13
  • MI RA
    APPROVED
    Since 2026-02-13
  • MA RA
    APPROVED
    Since 2026-02-11
  • AZ RA
    APPROVED
    Since 2026-02-04
  • IL RA
    APPROVED
    Since 2026-01-27
  • NY RA
    APPROVED
    Since 2026-01-27
  • WA RA
    APPROVED
    Since 2026-01-27
  • CA RA
    APPROVED
    Since 2025-12-02

Branch Locations

15315 Culver Drive Suite # 187, Irvine, CA 92604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Alhambra CA 08/2017 11/2025
Mml Investors Services Llc Alhambra CA 04/2021 11/2025
Beyond Connection Inc Los Angeles CA 06/2012 08/2017
Hsbc Bank Usa, N.A. Irvine CA 11/2025 Present
Hsbc Securities (Usa) Inc Irvine CA 11/2025 Present
  • 08/2017 → 11/2025
    Massmutual Life Insurance Company
    Alhambra, CA
  • 04/2021 → 11/2025
    Alhambra, CA
  • 06/2012 → 08/2017
    Beyond Connection Inc
    Los Angeles, CA
  • 11/2025 → Present
    Hsbc Bank Usa, N.A.
    Irvine, CA
  • 11/2025 → Present
    Irvine, CA
Previous Registrations
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-04
  • S66 Uniform Combined State Law Examination
    2021-08-04
Designations
Other Names
  • Ray Hu

View on SEC IAPD

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