Christopher M Eccles

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2025-12-22
OK	RA	APPROVED	2025-12-22
TX	RA	APPROVED_RES	2025-12-22
PA	RA	APPROVED	2025-12-05

Branch Locations

Lancaster, PA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc.	Malvern	PA	04/2021	11/2022
Rick Eccles Insurance And Financial Services Inc.	Levittown	PA	07/2007	08/2019
Unemployed	Newtown	PA	08/2019	02/2020
Unemployed	Lancaster	PA	02/2020	04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lancaster	PA	12/2022	06/2024
Bank Of America, N.A.	Lancaster	PA	12/2022	06/2024
Thrivent Investment Management Inc.	Minneapolis	MN	11/2025	Present
Thrivent Financial	Appleton	WI	11/2025	Present
Self-Employed	Lancaster	PA	06/2024	11/2025

04/2021 → 11/2022

The Vanguard Group, Inc.

Malvern, PA
07/2007 → 08/2019

Rick Eccles Insurance And Financial Services Inc.

Levittown, PA
08/2019 → 02/2020

Unemployed

Newtown, PA
02/2020 → 04/2021

Unemployed

Lancaster, PA
12/2022 → 06/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lancaster, PA
12/2022 → 06/2024

Bank Of America, N.A.

Lancaster, PA
11/2025 → Present

Thrivent Investment Management Inc.

Minneapolis, MN
11/2025 → Present

Thrivent Financial

Appleton, WI
06/2024 → 11/2025

Self-Employed

Lancaster, PA

2022-12-22 → 2024-06-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lancaster, PA
2021-07-16 → 2022-12-07

Vanguard Advisers, Inc.

Malvern, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-06-16

Other Firms