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Conner J. Pendley

Strategic Advisers LLC

Seal Beach, CA

Huntington Beach, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

12201 Seal Beach Blvd, Seal Beach, CA 90740-2634 • United States

Huntington Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2021 12/2021
Northwestern Mutual Investment Services Llc Santa Monica CA 05/2021 12/2021
Hotel Angeleno Los Angeles CA 09/2018 04/2021
Courtyard Marriott Pasadena CA 01/2012 09/2018
Fidelity Investments Westlake TX 01/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 05/2021 → 12/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2021 → 12/2021
    Northwestern Mutual Investment Services Llc
    Santa Monica, CA
  • 09/2018 → 04/2021
    Hotel Angeleno
    Los Angeles, CA
  • 01/2012 → 09/2018
    Courtyard Marriott
    Pasadena, CA
  • 01/2022 → Present
    Fidelity Investments
    Westlake, TX
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-09-27 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Seal Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-30
S63 Uniform Securities Agent State Law Examination 2022-04-08
  • S65 Uniform Investment Adviser Law Examination
    2023-06-30
  • S63 Uniform Securities Agent State Law Examination
    2022-04-08
Other Names
  • C J P
  • Conner Jefferson Pendley

View on SEC IAPD

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Richard St John Medina
Hisela Chinchay
Stephen K Moore
Nolan Philip Dunn
STEVE MICHAEL NIGOGHOSSIAN
Hanna M Weintraub

Other Offices

CHARLES SCHWAB & CO., INC. · Seal Beach, CA
J.P. MORGAN SECURITIES LLC · SEAL BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA
UBS FINANCIAL SERVICES INC. · SEAL BEACH, CA
LPL FINANCIAL LLC · SEAL BEACH, CA
OSAIC WEALTH, INC. · SEAL BEACH, CA
AMIP MANAGEMENT · SEAL BEACH, CA
MY PORTFOLIO GUIDE, LLC · SEAL BEACH, CA

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