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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc | Brea | CA | 03/2021 | 05/2022 |
| Charles Schwab Bank Ssb | Brea | CA | 03/2021 | 05/2022 |
| Bank Of America | Anaheim | CA | 11/2018 | 03/2021 |
| Bank Of America | Santa Ana | CA | 02/2018 | 09/2018 |
| Unemployed | Santa Ana | CA | 05/2014 | 01/2018 |
| Unemployed | Santa Ana | CA | 10/2018 | 10/2018 |
| Pcs Retirement | Beaverton | OR | 05/2022 | 09/2023 |
| Unemployed | Costa Mesa | CA | 10/2023 | 04/2024 |
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 05/2024 | 05/2024 |
| Wells Fargo Bank, Na | Newport Beach | CA | 05/2024 | 05/2024 |
| J.P. Morgan Securities Llc | Newport Beach | CA | 05/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Newport Beach | CA | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-23 |
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