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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-18
AZ RA APPROVED 2021-12-21
  • TX RA
    APPROVED
    Since 2023-10-18
  • AZ RA
    APPROVED
    Since 2021-12-21

Branch Locations

6155 N. Scottsdale Road, Scottsdale, AZ 85250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Scottsdale AZ 10/2021 Present
Jp Moragn Chase Bank, N.A. Scottsdale AZ 10/2021 Present
Jp Morgan Chase Bank, N.A. Scottsdale AZ 07/2001 09/2021
Jt Property Ventures Llc Scottsdale AZ 05/2024 Present
  • 10/2021 → Present
    Scottsdale, AZ
  • 10/2021 → Present
    Jp Moragn Chase Bank, N.A.
    Scottsdale, AZ
  • 07/2001 → 09/2021
    Jp Morgan Chase Bank, N.A.
    Scottsdale, AZ
  • 05/2024 → Present
    Jt Property Ventures Llc
    Scottsdale, AZ
Other Businesses

Entity Name: JT Property Ventures LLC Investment related: No Address: Scottsdale, AZ 85260 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: lessor of residential rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-14
S63 Uniform Securities Agent State Law Examination 2005-03-17
  • S66 Uniform Combined State Law Examination
    2021-12-14
  • S63 Uniform Securities Agent State Law Examination
    2005-03-17
Other Names
  • Lan Phuong Tran

View on SEC IAPD

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