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Marc Alan Seymour

Mml Investors Services, LLC

Toledo, OH

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-22
OH RA APPROVED 2023-09-29
  • TX RA
    APPROVED
    Since 2024-10-22
  • OH RA
    APPROVED
    Since 2023-09-29

Branch Locations

7150 W Central Ave Suite 100, Toledo, OH 43617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Toledo OH 09/2018 09/2023
Children'S Cancer Research Fund Edina MN 06/2016 03/2017
Ronald Mcdonald House Charities, Upper Midwest Minneapolis MN 03/2017 08/2018
Bank Of America, N.A. Toledo OH 09/2018 09/2023
Mml Investors Services, Llc Toledo OH 09/2023 Present
Massmutual Life Insurance Company Toledo OH 08/2023 Present
  • 09/2018 → 09/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Toledo, OH
  • 06/2016 → 03/2017
    Children'S Cancer Research Fund
    Edina, MN
  • 03/2017 → 08/2018
    Ronald Mcdonald House Charities, Upper Midwest
    Minneapolis, MN
  • 09/2018 → 09/2023
    Bank Of America, N.A.
    Toledo, OH
  • 09/2023 → Present
    Mml Investors Services, Llc
    Toledo, OH
  • 08/2023 → Present
    Massmutual Life Insurance Company
    Toledo, OH
Previous Registrations
  • 2019-01-03 → 2023-09-26
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bloomington, MN
    New York, NY
    Angola, IN
    Toledo, OH
    Toledo, OH
  • 2013-11-26 → 2016-06-02
    Employer Retirement Investment Advisors, Llc
    De Pere, WI
    St. Louis Park, MN
  • 2009-03-18 → 2012-10-09
    Mml Investors Services, Llc
    Sylvania, OH
    Toledo, OH
  • 2008-01-02 → 2009-01-12
    Cornerstone Capital Advisors
    Uniontown, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-31
S63 Uniform Securities Agent State Law Examination 2006-06-19
  • S66 Uniform Combined State Law Examination
    2018-12-31
  • S63 Uniform Securities Agent State Law Examination
    2006-06-19
Other Names
  • Marc A Seymour
  • Marc Alan Seymour
  • Marc Seymour

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · TOLEDO, OH
CETERA INVESTMENT ADVISERS LLC · TOLEDO, OH
GURNEE GROUP, LLC · TOLEDO, OH
OSAIC WEALTH, INC. · TOLEDO, OH
EDWARD JONES · TOLEDO, OH
EAGLE STRATEGIES LLC · TOLEDO, OH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Toledo, OH
AMERITAS ADVISORY SERVICES, LLC · TOLEDO, OH

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