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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-08-22 |
| TX | RA | APPROVED | 2025-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kayne Anderson Capital Advisors | Los Angeles | CA | 09/2016 | 09/2017 |
| Kenna Security | San Francisco | CA | 06/2018 | 03/2021 |
| Club At Centennial Llc - Aspen Flying Club | Centennial | CO | 06/2019 | 12/2021 |
| Piper Sandler & Co. | Denver | CO | 03/2021 | 04/2024 |
| Streamline Brands/Youth Enrichment Brands | Denver | CO | 04/2024 | 05/2025 |
| Axis Security Inc | Palo Alto | CA | 07/2020 | 07/2020 |
| Pilot Training | Golden | CO | 10/2017 | 05/2018 |
| Jpmorgan Chase Bank, N.A. | Denver | CO | 05/2025 | Present |
| J.P. Morgan Securities Llc | Denver | CO | 05/2025 | Present |
Mr. Ohtake and his wife, Mrs. Ohtake own a short-term residential property located at 1772 Jay Street Lakewood, CO 80214. The property is rented out on a part-time basis and generates passive income. Mr. and Mrs. Ohtake are both responsible for the general oversight and coordination of the cleaning crew and general property management. The activity does not involve securities, investment advice, or clients of the firm. Estimated time commitment is less than 5 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-22 |
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