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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-11 |
Branch Locations
1780 Hughes Landing Blvd, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas State University | San Marcos | TX | 08/2016 | 12/2020 |
| Red Lobster | San Marcos | TX | 09/2019 | 12/2020 |
| Equitable Advisors | New York | NY | 05/2021 | 11/2022 |
| Unemployed | Montgomery | TX | 12/2020 | 04/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | The Woodlands | TX | 05/2023 | Present |
| Unemployed | Montgomery | TX | 12/2022 | 04/2023 |
| Hill Country Restaurants Inc | San Marcos | TX | 07/2019 | 08/2019 |
| Splash Kings Llc | San Marcos | TX | 05/2019 | 06/2019 |
| Fossil Stores Inc | San Marcos | TX | 07/2018 | 10/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-19 |
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