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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-11-09
  • OH RA
    APPROVED
    Since 2021-11-09

Branch Locations

8044 Montgomery Road The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corporation Columbus OH 03/2021 09/2021
Student Cincinnati OH 08/2017 01/2021
Student Dayton OH 08/2010 08/2017
Ubs Financial Services Cincinnati OH 09/2021 Present
  • 03/2021 → 09/2021
    Nationwide Investment Services Corporation
    Columbus, OH
  • 08/2017 → 01/2021
    Student
    Cincinnati, OH
  • 08/2010 → 08/2017
    Student
    Dayton, OH
  • 09/2021 → Present
    Ubs Financial Services
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-08
  • S66 Uniform Combined State Law Examination
    2021-11-08

View on SEC IAPD

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