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James Robert Thompson

Trivant Custom Portfolio Group LLC

San Diego, CA

CRD 7352950

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Employer firm

Trivant Custom Portfolio Group LLC CRD 129803

$239M regulatory AUM 189 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Trivant Custom Portfolio Group Llc

600 W Broadway Suite 225, San Diego, CA 92101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-05-29
  • CA RA
    APPROVED
    Since 2021-05-29

Branch Locations

600 W Broadway Suite 225, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trivant Custom Portfolio Group San Diego CA 03/2021 Present
Us Navy Pearl Harbor HI 07/2003 03/2021
  • 03/2021 → Present
    Trivant Custom Portfolio Group
    San Diego, CA
  • 07/2003 → 03/2021
    Us Navy
    Pearl Harbor, HI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-28
  • S65 Uniform Investment Adviser Law Examination
    2021-05-28

View on SEC IAPD

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