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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-07-07
  • LA RA
    APPROVED
    Since 2021-07-07

Branch Locations

2006 West Pinhook Rd, Lafayette, LA 70508 • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance New Haven CT 08/2015 Present
Knights Of Columbus Asset Advisors Llc New Haven CT 03/2021 Present
Other Businesses

Knights of Columbus Insurance Field Agent Non-Investment Related. Field Agent - Selling Life Insurance & Annuities, Long Term Care Insurance, and Disability Insurance. Started 8/2015 80 hours monthly. Lafayette, LA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-07
  • S65 Uniform Investment Adviser Law Examination
    2021-07-07
Other Names
  • Clifford Mitchell Herbert

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lafayette, LA

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