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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-05-16
  • MN RA
    APPROVED
    Since 2023-05-16

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Bloomington, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Minneapolis MN 03/2021 10/2021
Wells Fargo Bank, Na Minneapolis MN 07/2019 10/2021
Unemployed Minneapolis MN 08/2018 07/2019
Johns Hopkins Carey Business Schol Baltimore MD 08/2017 08/2018
Western Wise Iowa City IA 01/2017 07/2017
University Of Iowa Iowa City IA 01/2013 12/2016
Rbc Capital Markets, Llc Minneapolis MN 05/2023 Present
Flourish Wealth Management Edina MN 10/2021 03/2023
  • 03/2021 → 10/2021
    Minneapolis, MN
  • 07/2019 → 10/2021
    Wells Fargo Bank, Na
    Minneapolis, MN
  • 08/2018 → 07/2019
    Unemployed
    Minneapolis, MN
  • 08/2017 → 08/2018
    Johns Hopkins Carey Business Schol
    Baltimore, MD
  • 01/2017 → 07/2017
    Western Wise
    Iowa City, IA
  • 01/2013 → 12/2016
    University Of Iowa
    Iowa City, IA
  • 05/2023 → Present
    Minneapolis, MN
  • 10/2021 → 03/2023
    Flourish Wealth Management
    Edina, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-01
  • S66 Uniform Combined State Law Examination
    2021-04-01
Other Names
  • Yangfan Xu
  • Renee Jingyu Xu
  • Renee Xu
  • Renee Xu

View on SEC IAPD

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