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Antonio E Santiagozambrana

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-09
MD RA APPROVED 2022-08-05
  • TX RA
    APPROVED
    Since 2022-08-09
  • MD RA
    APPROVED
    Since 2022-08-05

Branch Locations

11333 Mccormick Rd Ci Relationship Management, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co San Juan PR 07/2018 05/2022
Mml Investors Services, Llc San Juan PR 07/2021 05/2022
Asociacion De Suscripcion Conjunto Asc San Juan PR 04/2016 02/2017
Rexach 7 Pico Csp San Juan PR 02/2017 07/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 05/2022 Present
Summum Servicios Financieros Inc. Coamo PR 06/2021 05/2022
  • 07/2018 → 05/2022
    Massmutual Life Insurance Co
    San Juan, PR
  • 07/2021 → 05/2022
    Mml Investors Services, Llc
    San Juan, PR
  • 04/2016 → 02/2017
    Asociacion De Suscripcion Conjunto Asc
    San Juan, PR
  • 02/2017 → 07/2018
    Rexach 7 Pico Csp
    San Juan, PR
  • 05/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hunt Valley, MD
  • 06/2021 → 05/2022
    Summum Servicios Financieros Inc.
    Coamo, PR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-04
  • S66 Uniform Combined State Law Examination
    2022-08-04
Other Names
  • Antonio Santiago Zambrana
  • Antonio Emmanuel Santiago Zambrana

View on SEC IAPD

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Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD
ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD
GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD
MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD
BUSH RIVER TRUST, LLC · HUNT VALLEY, MD
OSAIC WEALTH, INC. · HUNT VALLEY, MD
INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD
AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

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