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Ty William Johnson

Peak Financial Management, Inc.

Broomfield, CO

CRD 7347673

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Employer firm

Peak Financial Management, Inc. CRD 281223

$109M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Peak Financial Management, Inc.

10901 W. 120Th Avenue Suite 135, Broomfield, CO 80021 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-03-11
  • CO RA
    APPROVED
    Since 2021-03-11

Branch Locations

10901 W. 120Th Avenue Suite 135, Broomfield, CO 80021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peak Financial Management, Inc. Broomfield CO 01/2020 Present
Modern Wingman Llc Austin TX 01/2019 01/2020
Colorado Christian University Lakewood CO 08/2017 05/2018
Colorado Christian University Lakewood CO 08/2016 12/2019
  • 01/2020 → Present
    Broomfield, CO
  • 01/2019 → 01/2020
    Modern Wingman Llc
    Austin, TX
  • 08/2017 → 05/2018
    Colorado Christian University
    Lakewood, CO
  • 08/2016 → 12/2019
    Colorado Christian University
    Lakewood, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-21
  • S65 Uniform Investment Adviser Law Examination
    2020-12-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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