Preston M Kern

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 09/2021
  Wells Fargo Bank
  Beverly Hills, CA
• 02/2021 → 09/2021
  Wells Fargo Clearing Services
  Irvine, CA
• 09/2021 → 07/2023
  First Republic Bank
  San Diego, CA
• 09/2021 → 09/2023
  First Republic Securities Company, Llc
  San Diego, CA
• 03/2022 → 09/2023
  First Republic Investment Management, Inc
  Carlsbad, CA
• 09/2023 → Present
  J.P. Morgan Securities Llc
  San Diego, CA
• 10/2023 → Present
  Jpmorgan Chase Bank, N.A.
  San Diego, CA

Previous Registrations

• 2021-10-08 → 2025-03-20
  J.P. Morgan Private Wealth Advisors Llc
  San Diego, CA
  La Jolla, CA
  Carlsbad, CA

Exams

• S66 Uniform Combined State Law Examination
  2022-03-01

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Preston Michael Kern