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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-07-17 |
| IL | RA | APPROVED | 2010-09-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Springfield | IL | 09/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Springfield | IL | 11/2016 | Present |
LEGAL GUARDIAN AND REPRESENTATIVE PAYEE FOR BROTHER; NOT INV. RELATED; WATERLOO, IL START DATE 6/2015; 8 HRS PER MONTH; 0 HRS DURING TRADING. | STEVE DOUGLAS TRAVEL; NOT INV RELATED; 100% OWNERSHIP; SPRINGFIELD, IL; 01/2025; 5 HOURS A MONTH; NO HOURS DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-03 |
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