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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-06 |
| IA | RA | APPROVED | 2021-06-18 |
Branch Locations
7 North Federal Street, Mason City, IA 50401-3318 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel | Mason City | IA | 02/2021 | Present |
| One Vision | Clear Lake | IA | 04/2002 | 03/2020 |
| N/A | Mason City | IA | 04/2020 | 01/2021 |
1. Good Shepherd Geriatric Center Inc.; 302 2nd St NE, Mason City, IA 50401; Providing quality care and housing services for North Iowa's 55+ population in a nurturing environment; Board of Directors; Board member; 01/03/2023; 3 Hours per Month; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-17 |
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