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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-01 |
Branch Locations
8205 Main Street Suite 11, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | Buffalo | NY | 11/2017 | 03/2022 |
| River Oaks Golf Club | Grand Island | NY | 04/2013 | 06/2017 |
| Park Country Club | Williamsville | NY | 08/2017 | 10/2018 |
| Unemployed | Buffalo | NY | 06/2017 | 08/2017 |
| Wells Fargo Advisors Financial Network, Llc | Buffalo | NY | 03/2022 | 04/2025 |
| Wells Fargo Advisors Financial Network, Llc | Buffalo | NY | 06/2025 | Present |
| Lawley Retirement Advisors | Buffalo | NY | 04/2025 | 05/2025 |
USA HOCKEY, INC; NOT INV RELATED;COLORADO SPRINGS,CO; USA HOCKEY IS THE ORGANIZATION THAT COORDINATES AND MONITORS THE REFEREE'S FOR HOCKEY IN THE US. ;Power of Attorney START DATE: 09/01/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-27 |
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