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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-09-03
TX RA APPROVED_RES 2025-08-26
OK RA APPROVED 2025-01-13
  • DC RA
    APPROVED
    Since 2025-09-03
  • TX RA
    APPROVED_RES
    Since 2025-08-26
  • OK RA
    APPROVED
    Since 2025-01-13

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Princeton, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Scripts St. Louis MO 12/2020 05/2021
Ameristar Casino Black Hawk CO 01/2019 09/2020
Mckesson O'FAllon MO 10/2020 12/2020
Ameristar Casino St. Charles MO 10/2010 10/2018
Lodge Casino Black Hawk CO 10/2018 12/2018
Mass Mutual St. Louis MO 05/2017 08/2017
Thrivent Investment Management Inc St Louis MO 03/2021 Present
Thrivent Financial Appleton WI 07/2021 11/2021
Thrivent Financial Appleton WI 11/2021 08/2025
Thrivent Financial Appleton WI 08/2025 Present
  • 12/2020 → 05/2021
    United Scripts
    St. Louis, MO
  • 01/2019 → 09/2020
    Ameristar Casino
    Black Hawk, CO
  • 10/2020 → 12/2020
    Mckesson
    O'FAllon, MO
  • 10/2010 → 10/2018
    Ameristar Casino
    St. Charles, MO
  • 10/2018 → 12/2018
    Lodge Casino
    Black Hawk, CO
  • 05/2017 → 08/2017
    Mass Mutual
    St. Louis, MO
  • 03/2021 → Present
    St Louis, MO
  • 07/2021 → 11/2021
    Thrivent Financial
    Appleton, WI
  • 11/2021 → 08/2025
    Thrivent Financial
    Appleton, WI
  • 08/2025 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-17
S63 Uniform Securities Agent State Law Examination 2021-08-13
  • S66 Uniform Combined State Law Examination
    2021-10-17
  • S63 Uniform Securities Agent State Law Examination
    2021-08-13
Other Names
  • Nicholas Sampl
  • Nick Sampl

View on SEC IAPD

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