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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-09-03 |
| TX | RA | APPROVED_RES | 2025-08-26 |
| OK | RA | APPROVED | 2025-01-13 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Scripts | St. Louis | MO | 12/2020 | 05/2021 |
| Ameristar Casino | Black Hawk | CO | 01/2019 | 09/2020 |
| Mckesson | O'FAllon | MO | 10/2020 | 12/2020 |
| Ameristar Casino | St. Charles | MO | 10/2010 | 10/2018 |
| Lodge Casino | Black Hawk | CO | 10/2018 | 12/2018 |
| Mass Mutual | St. Louis | MO | 05/2017 | 08/2017 |
| Thrivent Investment Management Inc | St Louis | MO | 03/2021 | Present |
| Thrivent Financial | Appleton | WI | 07/2021 | 11/2021 |
| Thrivent Financial | Appleton | WI | 11/2021 | 08/2025 |
| Thrivent Financial | Appleton | WI | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-13 |
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