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Isaac Diaz

J.P. Morgan Securities LLC

La Mirada, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-12
  • CA RA
    APPROVED
    Since 2025-09-12

Branch Locations

12333 La Mirada Blvd, La Mirada, CA 90638 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A Bellflower CA 02/2017 04/2022
J.P. Morgan Securities Llc La Mirada CA 01/2021 Present
In N Out Burger Pico Rivera CA 10/2014 07/2017
Jpmorgan Chase Bank, N.A. La Mirada CA 02/2017 Present
  • 02/2017 → 04/2022
    Jpmorgan Chase Bank, N.A
    Bellflower, CA
  • 01/2021 → Present
    J.P. Morgan Securities Llc
    La Mirada, CA
  • 10/2014 → 07/2017
    In N Out Burger
    Pico Rivera, CA
  • 02/2017 → Present
    Jpmorgan Chase Bank, N.A.
    La Mirada, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-11
S63 Uniform Securities Agent State Law Examination 2021-03-29
  • S66 Uniform Combined State Law Examination
    2025-09-11
  • S63 Uniform Securities Agent State Law Examination
    2021-03-29
Other Names
  • Isaac Diaz
  • Isaac Humberto Diaz

View on SEC IAPD

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Other Investors

John M Hernandez
GUSTAVO RODRIGUEZ
JACOB GREGORY SAENZ
YONG JOON CHO
Diego Alvaro De Lama Diaz
PHILIP BERNARD FRIED
Bryan William Nolan
William Richard Nolan

Other Offices

J.P. MORGAN SECURITIES LLC · LA MIRADA, CA
WELLS FARGO CLEARING SERVICES, LLC · LA MIRADA, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Santa Fe Springs, CA
OAKNEST CAPITAL MANAGEMENT, LLC · LA MIRADA, CA
LPL ENTERPRISE, LLC · LA MIRADA, CA
U.S. BANCORP ADVISORS, LLC · Buena Park, CA
PFS INVESTMENTS INC. · LA MIRADA, CA
VIRTUE CAPITAL MANAGEMENT, LLC · La Mirada, CA

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