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Philip Bernard Fried

LPl Enterprise, LLC

La Mirada, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

14730 Beach Boulevard Suite 206, La Mirada, CA 90638 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Sherman Oaks CA 06/1987 11/2024
Prudential Insurance Company Of America Sherman Oaks CA 06/1987 Present
Lpl Enterprise, Llc La Mirada CA 11/2024 Present
Previous Registrations
  • 2001-03-01 → 2024-11-14
    Pruco Securities, Llc.
    La Mirada, CA
    La Mirada, CA
    Irvine, CA
    Sherman Oaks, CA
    La Mirada, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-09-18
S65 Uniform Investment Adviser Law Examination 2001-01-22
  • S63 Uniform Securities Agent State Law Examination
    2013-09-18
  • S65 Uniform Investment Adviser Law Examination
    2001-01-22
Other Names
  • Philip B Fried

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
OAKNEST CAPITAL MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
PFS INVESTMENTS INC.
VIRTUE CAPITAL MANAGEMENT, LLC
INTEGRITY ALLIANCE, LLC.

Other Investors

John M Hernandez
GUSTAVO RODRIGUEZ
JACOB GREGORY SAENZ
YONG JOON CHO
Diego Alvaro De Lama Diaz
Bryan William Nolan
William Richard Nolan
Isaac Diaz

Other Offices

J.P. MORGAN SECURITIES LLC · LA MIRADA, CA
WELLS FARGO CLEARING SERVICES, LLC · LA MIRADA, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Santa Fe Springs, CA
OAKNEST CAPITAL MANAGEMENT, LLC · LA MIRADA, CA
U.S. BANCORP ADVISORS, LLC · Buena Park, CA
J.P. MORGAN SECURITIES LLC · La Mirada, CA
PFS INVESTMENTS INC. · LA MIRADA, CA
VIRTUE CAPITAL MANAGEMENT, LLC · La Mirada, CA

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