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Gustavo Rodriguez

J.P. Morgan Securities LLC

La Mirada, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-01
ID RA APPROVED 2024-03-01
TX RA APPROVED 2024-03-01
  • CA RA
    APPROVED
    Since 2024-03-01
  • ID RA
    APPROVED
    Since 2024-03-01
  • TX RA
    APPROVED
    Since 2024-03-01

Branch Locations

15128 E. Rosecrans Ave., La Mirada, CA 90638 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 12/2012 05/2019
Independent Financial Group Irvine CA 05/2019 10/2023
J.P. Morgan Securities Llc Whittier CA 11/2023 Present
Jpmorgan Chase Bank, N.A. Whittier CA 11/2023 Present
Stone Insurance Inc Dba Stonekimbro Irvine CA 05/2019 10/2023
Jpmorgan Chase Bank, N.A. Los Angeles CA 10/2012 05/2019
  • 12/2012 → 05/2019
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 05/2019 → 10/2023
    Independent Financial Group
    Irvine, CA
  • 11/2023 → Present
    J.P. Morgan Securities Llc
    Whittier, CA
  • 11/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Whittier, CA
  • 05/2019 → 10/2023
    Stone Insurance Inc Dba Stonekimbro
    Irvine, CA
  • 10/2012 → 05/2019
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-01
S63 Uniform Securities Agent State Law Examination 2013-04-02
  • S66 Uniform Combined State Law Examination
    2024-03-01
  • S63 Uniform Securities Agent State Law Examination
    2013-04-02
Other Names
  • Gustave Rodriguez

View on SEC IAPD

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Other Investors

John M Hernandez
JACOB GREGORY SAENZ
YONG JOON CHO
Diego Alvaro De Lama Diaz
PHILIP BERNARD FRIED
Bryan William Nolan
William Richard Nolan
Isaac Diaz

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · LA MIRADA, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Santa Fe Springs, CA
OAKNEST CAPITAL MANAGEMENT, LLC · LA MIRADA, CA
LPL ENTERPRISE, LLC · LA MIRADA, CA
U.S. BANCORP ADVISORS, LLC · Buena Park, CA
J.P. MORGAN SECURITIES LLC · La Mirada, CA
PFS INVESTMENTS INC. · LA MIRADA, CA
VIRTUE CAPITAL MANAGEMENT, LLC · La Mirada, CA

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