Best Investors Account Sign in

Yong Joon Cho

Wells Fargo Clearing Services, LLC

Pasadena, CA

Whittier, CA

La Mirada, CA

Norwalk, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-01
CA RA APPROVED 2023-12-07
  • TX RA
    APPROVED_RES
    Since 2024-09-01
  • CA RA
    APPROVED
    Since 2023-12-07

Branch Locations

350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States

7202 S Greenleaf Ave, Whittier, CA 90602 • United States

15056 Rosecrans Ave, La Mirada, CA 90638 • United States

11732 Firestone Blvd, Norwalk, CA 90650 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Los Angeles CA 06/2008 10/2017
Wells Fargo Advisors, Llc Los Angeles CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 10/2017
Mufg Union Bank Los Angeles CA 10/2017 04/2019
Unionbanc Investment Services Los Angeles CA 12/2017 04/2019
Wells Fargo Bank Na Los Angeles CA 04/2019 11/2020
Wells Fargo Clearing Services Llc Los Angeles CA 04/2019 11/2020
Mufg Union Bank Los Angeles CA 11/2020 05/2023
Unionbanc Investment Services Los Angeles CA 12/2020 05/2023
U.S. Bancorp Investments, Inc. Los Angeles CA 05/2023 11/2023
U.S. Bank Los Angeles CA 05/2023 11/2023
Wells Fargo Clearing Services, Llc Santa Monica CA 11/2023 Present
Wells Fargo Bank, Na Santa Monica CA 11/2023 Present
  • 06/2008 → 10/2017
    Wells Fargo Bank, N.A.
    Los Angeles, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors, Llc
    Los Angeles, CA
  • 11/2016 → 10/2017
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
  • 10/2017 → 04/2019
    Mufg Union Bank
    Los Angeles, CA
  • 12/2017 → 04/2019
    Unionbanc Investment Services
    Los Angeles, CA
  • 04/2019 → 11/2020
    Wells Fargo Bank Na
    Los Angeles, CA
  • 04/2019 → 11/2020
    Wells Fargo Clearing Services Llc
    Los Angeles, CA
  • 11/2020 → 05/2023
    Mufg Union Bank
    Los Angeles, CA
  • 12/2020 → 05/2023
    Unionbanc Investment Services
    Los Angeles, CA
  • 05/2023 → 11/2023
    U.S. Bancorp Investments, Inc.
    Los Angeles, CA
  • 05/2023 → 11/2023
    U.S. Bank
    Los Angeles, CA
  • 11/2023 → Present
    Wells Fargo Clearing Services, Llc
    Santa Monica, CA
  • 11/2023 → Present
    Wells Fargo Bank, Na
    Santa Monica, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-04
  • S66 Uniform Combined State Law Examination
    2009-04-04
Other Names
  • Mike Cho
  • Yong Joon Cho
  • Yongjoon Cho
  • Yong Joon Cho
  • Yong Cho

View on SEC IAPD

Other Firms

CMR CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGY ASSET MANAGERS L.L.C.
MML INVESTORS SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NASDAQ DORSEY WRIGHT
U.S. BANCORP ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez
Angel Kam Fung Chen
Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
HEIDI PUI WA LEU
Mui Fan CHAN Graca

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor