John M Hernandez

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2006 → Present
  Wm Financial Services, Inc.
  La Mirada, CA
• 10/2012 → Present
  J.P. Morgan Securities Llc
  La Mirada, CA

Previous Registrations

• 2009-05-02 → 2012-10-01
  Chase Investment Services Corp.
  La Mirada, CA
• 2006-10-18 → 2009-05-02
  Wamu Investments, Inc.
  La Mirada, CA
• 2005-01-25 → 2006-10-17
  Wells Fargo Investments, Llc
  Wilmington, CA
  Whittier, CA
  Whittier, CA
  Whittier, CA
  Cerritos, CA
  South Gate, CA

Exams

• S66 Uniform Combined State Law Examination
  2005-01-22
• S63 Uniform Securities Agent State Law Examination
  1998-12-21

Other Names

• John Manuel Hernandez