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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-16 |
| MN | RA | APPROVED | 2022-11-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Llc | Minneapolis | MN | 01/2021 | 11/2022 |
| Mcgill University | Montreal | 09/2015 | 12/2020 | |
| Vineyard Vines | St.LOuis | MO | 05/2016 | 09/2016 |
| A-Mrazek Moving Systems | Kirkwood | MO | 05/2017 | 09/2017 |
| Windmill Marina | Lakeland | MN | 03/2020 | 10/2020 |
| Jordan Meats And Deli | Lakeland | MN | 03/2020 | 01/2021 |
| Morgan Stanley Smith Barney Llc | Minneapolis | MN | 11/2022 | Present |
*529788 - The Bungalow Inn; Investment related - No; Lakeland, Minnesota; Restaurant/Bar/Nightclub; Employee (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 80; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-25 |
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