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Carter Egan Dizes

Rmc Investment Advisors

West Hartford, CT

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Current Employers
Rmc Investment Advisors

643 Prospect Avenue, West Hartford, CT 06105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-02-08
  • CT RA
    APPROVED
    Since 2021-02-08

Branch Locations

643 Prospect Avenue, West Hartford, CT 06105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rmc Investment Advisors West Hartford CT 09/2020 Present
Provident Healthcare Partners Beverly Hills CA 01/2020 06/2020
Spinnaker Capital Llc Boston MA 01/2019 07/2019
Laz Parking Boston MA 01/2017 10/2018
Calypso Blue Pool & Spa / Tolis Construction Columbia CT 04/2017 08/2018
John Hancock Boston MA 01/2018 06/2018
Laz Parking Hartford CT 08/2017 09/2017
Northeastern University Boston MA 09/2016 12/2020
  • 09/2020 → Present
    Rmc Investment Advisors
    West Hartford, CT
  • 01/2020 → 06/2020
    Provident Healthcare Partners
    Beverly Hills, CA
  • 01/2019 → 07/2019
    Spinnaker Capital Llc
    Boston, MA
  • 01/2017 → 10/2018
    Laz Parking
    Boston, MA
  • 04/2017 → 08/2018
    Calypso Blue Pool & Spa / Tolis Construction
    Columbia, CT
  • 01/2018 → 06/2018
    John Hancock
    Boston, MA
  • 08/2017 → 09/2017
    Laz Parking
    Hartford, CT
  • 09/2016 → 12/2020
    Northeastern University
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-08
  • S65 Uniform Investment Adviser Law Examination
    2021-02-08

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
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