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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-09-05 |
| OH | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hicks & Mann Inc. | Cincinnati | OH | 09/2020 | 12/2022 |
| Hicks & Mann Wealth Management, Llc | Cincinnati | OH | 01/2023 | Present |
| Pricewaterhousecoopers Llp | Denver | CO | 01/2019 | 08/2020 |
| Pricewaterhousecoopers Llp | Cincinnati | OH | 01/2017 | 04/2017 |
| Cincinnati Country Club | Cincinnati | OH | 08/2018 | 12/2018 |
| Avantax Investment Services Inc. | Cincinnati | OH | 07/2023 | 09/2025 |
| Avantax Advisory Services | Cincinnati | OH | 07/2023 | 09/2025 |
| The University Of Cincinnati | Cincinnati | OH | 08/2015 | 05/2018 |
| Unemployed | Cincinnati | OH | 06/2018 | 07/2018 |
| Cetera Wealth Services, Llc | Cold Spring | KY | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) HICKS & MANN WEALTH MANAGEMENT, LLC POSITION: Senior Tax Accountant NATURE: Prepare tax returns, provide tax planning and tax consultation services, bookkeeping and payroll services, retirement planning, investment planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2023 ADDRESS: 4030 Alexandria Pike, Cold Spring KY 41076, United States DESCRIPTION: I manage the tax division of our firm. This includes all administrative duties such as selecting our tax software, improving processes and training new employees. I prepare tax returns as well as thoroughly review and ensure accuracy of tax returns prepared by other employees. I answer phone calls from prospective and existing clients and answer any tax related questions. I correspond with clients to gather additional information whenever necessary. I correspond with government agencies regarding tax law and specific client situations when necessary.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-08 |
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