Michael Joseph Baum

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-10-04

CO RA
APPROVED

Since 2021-10-04

Branch Locations

600 Grant Street Ste 304, Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual Of Omaha	Centennial	CO	09/2020	Present
Oneshare Health	Irving	TX	11/2019	09/2020
Mutual Of Omaha	Omaha	NE	09/2018	11/2019
Ancora Education	Hurst	TX	08/2017	09/2018
Kaplan Higher Education	Fort Lauderdale	FL	09/2005	08/2017
Mutual Of Omaha Investor Services	Centennial	CO	12/2020	Present

09/2020 → Present

Mutual Of Omaha

Centennial, CO
11/2019 → 09/2020

Oneshare Health

Irving, TX
09/2018 → 11/2019

Mutual Of Omaha

Omaha, NE
08/2017 → 09/2018

Ancora Education

Hurst, TX
09/2005 → 08/2017

Kaplan Higher Education

Fort Lauderdale, FL
12/2020 → Present

Mutual Of Omaha Investor Services

Centennial, CO

Other Businesses

Insurance Agent Ã¢?" Start Date: 09/2020 Ã¢?" Non-investment Related Ã¢?" Insurance lines of business: Life, Health & Annuities Ã¢?" Hours/per week during trading hours: 40

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2022-08-09
S65	Uniform Investment Adviser Law Examination	2021-10-04

S63 Uniform Securities Agent State Law Examination

2022-08-09
S65 Uniform Investment Adviser Law Examination

2021-10-04

View on SEC IAPD

Current Employers

Mutual Of Omaha Investor Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews