Felix Yan

J.P. Morgan Securities LLC

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-11-17
CA	RA	APPROVED	2021-10-08

TX RA
APPROVED

Since 2022-11-17
CA RA
APPROVED

Since 2021-10-08

Branch Locations

3 Park Plz Suite 700, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank Na	Irvine	CA	12/2020	Present
Jpmorgan Securities Llc	Irvine	CA	12/2020	Present
City National Bank	Irvine	CA	10/2010	12/2020

12/2020 → Present

Jpmorgan Chase Bank Na

Irvine, CA
12/2020 → Present

Jpmorgan Securities Llc

Irvine, CA
10/2010 → 12/2020

City National Bank

Irvine, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-10-07

S66 Uniform Combined State Law Examination

2021-10-07

View on SEC IAPD

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