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Carter Roy Reese

Mml Investors Services, LLC

Minneapolis, MN

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-20
MN RA APPROVED 2021-06-11
  • TX RA
    APPROVED_RES
    Since 2024-11-20
  • MN RA
    APPROVED
    Since 2021-06-11

Branch Locations

100 South 5Th Street Suite 2450, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Plymouth MN 12/2020 05/2021
Mml Investors Services Plymouth MN 12/2020 05/2021
Saint Michael Albertville Hight School Saint Michael MN 09/2013 07/2017
Tom Thumb Hanover MN 01/2015 01/2018
University Of Wisconsin Eau Claire Eau Claire WI 09/2017 05/2019
Millside Tavern Saint Michael MN 01/2018 03/2020
Magtech Ammunition Brooklyn Park MN 08/2019 04/2021
Mass Mutual Life Insurance Company Minneapolis MN 06/2021 Present
Mml Investors Services, Llc Minneapolis MN 05/2021 Present
  • 12/2020 → 05/2021
    Massmutual Life Insurance Company
    Plymouth, MN
  • 12/2020 → 05/2021
    Mml Investors Services
    Plymouth, MN
  • 09/2013 → 07/2017
    Saint Michael Albertville Hight School
    Saint Michael, MN
  • 01/2015 → 01/2018
    Tom Thumb
    Hanover, MN
  • 09/2017 → 05/2019
    University Of Wisconsin Eau Claire
    Eau Claire, WI
  • 01/2018 → 03/2020
    Millside Tavern
    Saint Michael, MN
  • 08/2019 → 04/2021
    Magtech Ammunition
    Brooklyn Park, MN
  • 06/2021 → Present
    Mass Mutual Life Insurance Company
    Minneapolis, MN
  • 05/2021 → Present
    Mml Investors Services, Llc
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-26
  • S66 Uniform Combined State Law Examination
    2021-03-26
Other Names
  • Carter Reese

View on SEC IAPD

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HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
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LPL FINANCIAL LLC · MINNEAPOLIS, MN
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