Kenneth A Millan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

Claim This Profile

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-10-14
MD	RA	APPROVED	2021-10-05

TX RA
APPROVED

Since 2021-10-14
MD RA
APPROVED

Since 2021-10-05

Branch Locations

11333 Mccormick Rd Ci Client Management, Hunt Valley, MD 21031 • United States

1201 Pacific Ave Ci Client Management, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Western & Southern Life	Owings Mills	MD	09/2020	05/2021
W&S Brokerage Services	Cincinnati	OH	11/2020	05/2021
Unemployed	Reisterstown	MD	03/2020	09/2020
Seasons Pizza	Towson	MD	09/2019	03/2020
Towson University	Towson	MD	08/2016	09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	06/2021	Present
Bank Of America, N.A.	Hunt Valley	MD	08/2021	Present

09/2020 → 05/2021

Western & Southern Life

Owings Mills, MD
11/2020 → 05/2021

W&S Brokerage Services

Cincinnati, OH
03/2020 → 09/2020

Unemployed

Reisterstown, MD
09/2019 → 03/2020

Seasons Pizza

Towson, MD
08/2016 → 09/2019

Towson University

Towson, MD
06/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
08/2021 → Present

Bank Of America, N.A.

Hunt Valley, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-10-01

S66 Uniform Combined State Law Examination

2021-10-01

Other Names

Ken Millan
Kenneth Millan

View on SEC IAPD

Other Firms

BAY HARBOR WEALTH MANAGEMENT, LLC

ABS CAPITAL PARTNERS, INC.

GROFF WEALTH MANAGEMENT

MONUMENTAL WEALTH, LLC

BUSH RIVER TRUST, LLC

OSAIC WEALTH, INC.

INDEPENDENT FINANCIAL PARTNERS

AE WEALTH MANAGEMENT, LLC

Other Investors

Andrew Benjamin Anthony

LANCE REID SCOTT

JOHN FRANCIS MORAN

Jack Richard Sweiderk

WILSON CROSBY TALIAFERRO

Cristina Polvinale Kothari

JOHN LUKE CHARLTON

Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD

ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD

GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD

MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD

BUSH RIVER TRUST, LLC · HUNT VALLEY, MD

OSAIC WEALTH, INC. · HUNT VALLEY, MD

INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD

AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

More in Hunt Valley, MD

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor