Denise Kim Mersinger

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2001 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baltimore, MD
• 11/2009 → Present
  Bank Of America, N.A.
  Baltimore, MD

Other Businesses

- FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION - NAME OF OUTSIDE BUSINESS ORGANIZATION: BNI-BUSINESS NETWORKING INC - INVESTMENT RELATED: NO - ADDRESS OF BUSINESS: PIKESVILLE, MARYLAND 21208 - POSITION, TITLE, ASSOCIATION: VICE PRESIDENT - START DATE OF RELATIONSHIP: 1/2/2012 - NUMBER OF HOURS DEVOTED: 10 MONTHLY - NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 - DUTIES: VICE PRESIDENT FOR LOCAL CHAPTER OF BNI MARYLAND. THIS IS A BUSINESS NETWORKING GROUP WHICH MEETS ON A WEEKLY BASIS TO DISCUSS OPPORTUNITES IN THE LOCAL COMMUNITY, AND TO GET INTRODUCTIONS TO CENTERS OF INFLUENCE. I*30680 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NATIONAL ACADEMY FOUNDATION- ACADEMY OF FINANCE INVESTMENT RELATED: NO ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10018 POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/1/2009 NUMBER OF HOURS DEVOTED: 4 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ADVISORY BOARD MEMBER, RAISING THE STANDARD OF ACADEMIC AND FINANCIAL ACHIEVEMENT AMONGST HIGH SCHOOL STUDENTS. THE MISSION OF NAF IS TO SOLVE THE BIGGEST CHALLENGES FACING EDUCATION AND THE ECONOMY BY BRINGING EDUCATION, BUSINESS, AND COMMUNITIES. I*: 378853 Entity Type: Business or Industry Organization Name of OBA: Let's Talk Business Address: Owings Mills, MD 21117 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 05/06/2012 Number of Hours: 2 hrs wkly Number of Hours during trading: 0 Duties: Membership committee, to gain new members who would like to attend meetings

Exams

• S66 Uniform Combined State Law Examination
  2002-04-08
• S63 Uniform Securities Agent State Law Examination
  1998-10-27

Other Names

• Denise Kim Deardorff