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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-07 |
| CA | RA | APPROVED | 2022-08-15 |
Branch Locations
655 W. Broadway Ste 1000, San Diego, CA 92101-8485 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | San Diego | CA | 11/2020 | 11/2021 |
| Seaforth Sportfishing Corp. | San Diego | CA | 08/2020 | 11/2020 |
| Seaforth Sportfishing Corp. | San Diego | CA | 07/2019 | 07/2020 |
| Mount Miguel Covenant Village | Spring Valley | CA | 02/2019 | 05/2019 |
| San Diego State University | San Diego | CA | 07/2017 | 08/2019 |
| Charkbait! Sportfishing Supplies | San Diego | CA | 04/2015 | 07/2019 |
| Cuyamaca Community College | San Diego | CA | 08/2013 | 06/2017 |
| Rbc Capital Markets, Llc | San Diego | CA | 11/2021 | Present |
| Seaforth Sportfishing | San Diego | CA | 06/2021 | 11/2021 |
NAME OF ENTITY: Uber Technologies, Inc. ADDRESS: 1455 Market Street, Suite 400 San Francisco, CA 94103 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: "Uber Eats is a food delivery platform that makes getting great food as easy as requesting a ride." CAPACITY: Independent Contractor/Consultant START DATE: 12/01/22 DUTIES: The duties consist of picking up food from a designated restaurant and delivering it to the customers' specified location. HOURS DEVOTED PER MONTH: 15 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-21 |
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