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Brett Gardner

Ameriprise Financial Services, LLC

Bloomfield Hills, MI

Sarasota, FL

Sarasota, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-27
TX RA APPROVED 2023-04-25
MI RA APPROVED 2022-10-13
  • FL RA
    APPROVED
    Since 2024-08-27
  • TX RA
    APPROVED
    Since 2023-04-25
  • MI RA
    APPROVED
    Since 2022-10-13

Branch Locations

39533 Woodward Ave Ste 150, Bloomfield Hills, MI 48304 • United States

Sarasota, FL • United States

1819 Main St Ste 1002 10Th Floor, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Bloomfield Hills MS 03/2021 Present
Ameriprise Financial Bloomfield Hills MI 04/2020 03/2021
Northwood University Midland MI 08/2017 05/2020
Gardner & Gardner Insurance Co. Milford MI 03/2011 08/2017
  • 03/2021 → Present
    Ameriprise Financial Services, Llc
    Bloomfield Hills, MS
  • 04/2020 → 03/2021
    Ameriprise Financial
    Bloomfield Hills, MI
  • 08/2017 → 05/2020
    Northwood University
    Midland, MI
  • 03/2011 → 08/2017
    Gardner & Gardner Insurance Co.
    Milford, MI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-08-20
S65 Uniform Investment Adviser Law Examination 2022-07-02
  • S63 Uniform Securities Agent State Law Examination
    2022-08-20
  • S65 Uniform Investment Adviser Law Examination
    2022-07-02

View on SEC IAPD

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Other Investors

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ROMAIN HUBERT DUCASSE
Jacob Cole Herman
Thomas Jack Schwartz
NICOLE LEE HOAG
GABRIEL STEPHEN BESHARA
Spencer Christian Eick
Gregory John Schwartz

Other Offices

ENGLISH CAPITAL MANAGEMENT LLC · BLOOMFIELD HILLS, MI
SCHWARTZ & CO. · BLOOMFIELD HILLS, MI
GREGORY J. SCHWARTZ & CO., INC. · BLOOMFIELD HILLS, MI
LPL FINANCIAL LLC · BIRMINGHAM, MI
J.P. MORGAN SECURITIES LLC · BLOOMFIELD HILLS, MI
HIDDEN CAPITAL MANAGEMENT, LLC · BLOOMFIELD HILLS, MI
PROSPERITY WEALTH STRATEGIES LLC · Bloomfield Hills, MI
QUARTON CAPITAL PARTNERS · BIRMINGHAM, MI

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