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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-24 |
Branch Locations
9950 Woodloch Forest Dr Ste 2510, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | The Woodlands | TX | 07/1998 | 02/2023 |
| Bank Of America, N.A. | The Woodlands | TX | 03/2021 | 02/2023 |
| Sanctuary Securities, Inc. | The Woodlands | TX | 02/2023 | Present |
| Sanctuary Advisors, Llc | The Woodlands | TX | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-23 |
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