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Christopher James Lawyer

LPl Financial LLC

Littleton, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-05-06
  • CO RA
    APPROVED
    Since 2016-05-06

Branch Locations

10394 W Chatfield Ave Ste 107, Littleton, CO 80127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Golden CO 05/2016 Present
Previous Registrations
  • 2015-01-02 → 2016-05-16
    Msi Financial Services, Inc.
    Greenwood Village, CO
  • 2008-06-05 → 2015-01-02
    New England Securities
    Greenwood Village, CO
    Denver, CO
    Denver, CO
    Denver, CO
Other Businesses

1. 05/06/2016 - ASH BROKERAGE/ NON-VARIABLE INSURANCE/ 10%/ GOLDEN, CO 2. 05/06/2016 - PROPERTY AND CASUALTY REFERRALS/ REFERRAL/ 10%/ GOLDEN, CO 3. 05/06/2016 - ERICKSON FINANCIAL SERVICES/ NON-VARIABLE INSURANCE/ 5%/ COLORADO SPRINGS, CO 4. 05/06/2016 - WESTERN WEALTH ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 70%/ GOLDEN, CO 5. 11/30/2016: No Business Names - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/29/2016 - 8 Hours Per Month/0 Hours During Securities Trading - Fixed insurance. 6. 5/5/2017 - JJ Insurance Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 04/24/2017 - 8 Hours Per Month/0 Hours During Securities Trading - Fixed insurance. 7. 6/12/2018 - EJORE - Not Investment Related - Denver, CO 80211 - Real Estate Rental - Start Date: 06/01/2018 - 5 Hours Per Month/0 Hours During Securities Trading. 8. 11/11/2019 - EJORE - Investment related - Granby, CO 80446 - Real Estate Rental - start date:11/15/2019 - 1 hr/mo - 0 hrs during trading. 9. 11/03/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 08/17/2021 - 2 Hours Per Month/0 Hour During Securities Trading. 10. 11/16/2023 - BranLaw LLC - Real Estate Rental - Invesstment Related - 10394 W Chatfield Ave. # 107 Littleton, CO 80127 - Start Date 08/28/2023 - 8 Hours Per Month/ 0 Hours During Trading 11. 01/25/2024 - Radix Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/18/2018 - 160 Hours Per Month/ 160 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-08
S63 Uniform Securities Agent State Law Examination 2005-09-19
  • S65 Uniform Investment Adviser Law Examination
    2008-05-08
  • S63 Uniform Securities Agent State Law Examination
    2005-09-19
Other Names
  • Christopher Lawyer

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