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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-01-26
  • MI RA
    APPROVED
    Since 2022-01-26

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gentex Zeeland MI 08/2005 07/2020
Unemployed Zeeland MI 06/2020 12/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2020 10/2021
Northwestern Mutual Investment Services Llc Grand Haven MI 02/2021 10/2021
Regulus Financial Group, Llc Kentwood MI 10/2021 Present
Regal Investment Advisors, Llc Kentwood MI 01/2022 Present
  • 08/2005 → 07/2020
    Gentex
    Zeeland, MI
  • 06/2020 → 12/2020
    Unemployed
    Zeeland, MI
  • 12/2020 → 10/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2021 → 10/2021
    Northwestern Mutual Investment Services Llc
    Grand Haven, MI
  • 10/2021 → Present
    Regulus Financial Group, Llc
    Kentwood, MI
  • 01/2022 → Present
    Kentwood, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-26
S63 Uniform Securities Agent State Law Examination 2021-07-27
  • S66 Uniform Combined State Law Examination
    2022-01-26
  • S63 Uniform Securities Agent State Law Examination
    2021-07-27
Other Names
  • Tadd Alan Strabbing

View on SEC IAPD

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