Best Investors Account Sign in
Inactive

Brad Charles Saenz

Coastwise Capital Group, LLC

La Jolla, CA

CRD 7309412

Claim This Profile
Employer firm

Coastwise Capital Group, LLC CRD 139564

$212M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Periodicals / newsletters
  • Educational seminars
  • FINANCIAL CONSULTING/PLANNING

From the firm’s Form ADV. Read the guides:

Current Employers
Coastwise Capital Group, Llc

7777 Fay Avenue Suite G5, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-04-13
  • CA RA
    APPROVED
    Since 2021-04-13

Branch Locations

7777 Fay Avenue Suite G5, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coastwise Capital Group Llc La Jolla CA 01/2019 Present
Coastedge Partners Llc La Jolla CA 05/2016 10/2018
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-03
S63 Uniform Securities Agent State Law Examination 2019-05-17
  • S65 Uniform Investment Adviser Law Examination
    2020-10-03
  • S63 Uniform Securities Agent State Law Examination
    2019-05-17

View on SEC IAPD

Nearby Firms

ALPHACORE CAPITAL LLC
UBS FINANCIAL SERVICES INC.
WEDBUSH SECURITIES INC.

Nearby Investors

TIMOTHY SMITH CALLAN
KYLE ANDREW KRAUS
CHRIS JAMES MAUDLIN

Nearby Offices

ALPHACORE CAPITAL LLC · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · La Jolla, CA

More in La Jolla, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor