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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
FL RA APPROVED 2023-06-22
  • TX RA
    APPROVED
    Since 2023-08-10
  • FL RA
    APPROVED
    Since 2023-06-22

Branch Locations

1750 N Maitland Ave, Maitland, FL 32751 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Saint Paul MN 10/2020 08/2023
Minnesota Life Insurance Company Saint Paul MN 10/2020 08/2023
Evershore Financial Maitland FL 10/2020 Present
Hyatt Hotels Corporation Chicago IL 11/2013 06/2020
Unemployed N/A FL 07/2020 09/2020
Cetera Wealth Services, Llc El Segundo CA 06/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Dana Richmond Financial, Inc. Maitland FL 01/2025 Present
  • 10/2020 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 10/2020 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 10/2020 → Present
    Evershore Financial
    Maitland, FL
  • 11/2013 → 06/2020
    Hyatt Hotels Corporation
    Chicago, IL
  • 07/2020 → 09/2020
    Unemployed
    N/A, FL
  • 06/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 01/2025 → Present
    Dana Richmond Financial, Inc.
    Maitland, FL
Previous Registrations
  • 2021-05-19 → 2023-08-10
    Securian Financial Services, Inc.
    Maitland, FL
    St. Paul, MN
Other Businesses

1) EVERSHORE FIXED INSURANCE; PALM BEACH GARDENS, FL, INVESTMENT RELATED; FIXED INSURANCE AGENT; 10/2020-ONGOING; 10 HRS/MONTH; 10 HRS/MONTH TRADING. 2) EPICUREAN PARTNERS LIMITED POSITION: Partner NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/29/2021 ADDRESS: 228 S. Adams Street, Tallahassee FL 32301, United States DESCRIPTION: 3% ownership in restaurants located in Tallahassee, FL. 3) NAME OF OTHER BUSINESS: WINTER PARK LIFELONG LEARNING FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 1750 N MAITLAND AVE, MAITLAND AVE, MAITLAND, FL 32751; NATURE OF BUSINESS: BOARD; START DATE: 9/2024; POSITION/TITLE/RELATIONSHIP: FOUNDER, DIRECTOR; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: SUPPORT AND PROVIDE LIFELONG LEARNING CLASSES TO THE COMMUNITY; 4) NAME OF OTHER BUSINESS: EVERSHORE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5) NAME OF OTHER BUSINESS: DANA RICHMOND FINANCIAL, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 6) NAME OF OTHER BUSINESS: SECURIAN FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MARKETING; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DEVELOPMENT OF EDUCATIONAL MATERIALS AND PRESENTATIONS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-14
  • S66 Uniform Combined State Law Examination
    2021-05-14
Other Names
  • Dana Alexandra Reiss
  • Dana Alexandra Richmond
  • Dana Richmond

View on SEC IAPD

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