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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-10 |
| FL | RA | APPROVED | 2023-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services | Saint Paul | MN | 10/2020 | 08/2023 |
| Minnesota Life Insurance Company | Saint Paul | MN | 10/2020 | 08/2023 |
| Evershore Financial | Maitland | FL | 10/2020 | Present |
| Hyatt Hotels Corporation | Chicago | IL | 11/2013 | 06/2020 |
| Unemployed | N/A | FL | 07/2020 | 09/2020 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Dana Richmond Financial, Inc. | Maitland | FL | 01/2025 | Present |
1) EVERSHORE FIXED INSURANCE; PALM BEACH GARDENS, FL, INVESTMENT RELATED; FIXED INSURANCE AGENT; 10/2020-ONGOING; 10 HRS/MONTH; 10 HRS/MONTH TRADING. 2) EPICUREAN PARTNERS LIMITED POSITION: Partner NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/29/2021 ADDRESS: 228 S. Adams Street, Tallahassee FL 32301, United States DESCRIPTION: 3% ownership in restaurants located in Tallahassee, FL. 3) NAME OF OTHER BUSINESS: WINTER PARK LIFELONG LEARNING FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 1750 N MAITLAND AVE, MAITLAND AVE, MAITLAND, FL 32751; NATURE OF BUSINESS: BOARD; START DATE: 9/2024; POSITION/TITLE/RELATIONSHIP: FOUNDER, DIRECTOR; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: SUPPORT AND PROVIDE LIFELONG LEARNING CLASSES TO THE COMMUNITY; 4) NAME OF OTHER BUSINESS: EVERSHORE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5) NAME OF OTHER BUSINESS: DANA RICHMOND FINANCIAL, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 6) NAME OF OTHER BUSINESS: SECURIAN FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MARKETING; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DEVELOPMENT OF EDUCATIONAL MATERIALS AND PRESENTATIONS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-14 |
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