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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-10
AL RA APPROVED 2022-12-22
MN RA APPROVED 2021-01-12
  • TX RA
    APPROVED_RES
    Since 2026-08-10
  • AL RA
    APPROVED
    Since 2022-12-22
  • MN RA
    APPROVED
    Since 2021-01-12

Branch Locations

80 South 8Th Street Suite 3040, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Minneapolis MN 11/2020 Present
Lucid Holdings, Llc New Orleans LA 10/2016 10/2020
Pricewaterhousecoopers Llp Chicago IL 09/2014 09/2016
  • 11/2020 → Present
    Minneapolis, MN
  • 10/2016 → 10/2020
    Lucid Holdings, Llc
    New Orleans, LA
  • 09/2014 → 09/2016
    Pricewaterhousecoopers Llp
    Chicago, IL
Other Businesses

Wayzata Rotary Club; Plymouth, MN; Charity; The Wayzata Rotary Club is a chapter of Rotary International, a humanitarian service organization which brings together business and professional leaders in order to provide community service, promote integrity, and advance goodwill, peace and understanding in the world. It is a non-political and non-religious organization.; Member of Board of directors; I am a Rotarian and currently serve on the Board of the Wayzata Rotary Club, a chapter of Rotary International. I have been asked to serve as Treasurer. The role is outlined here: https://my.rotary.org/en/learning-reference/learn-role/treasurer. Specifically for the Wayzata Rotary, this role would include having access to three bank accounts for our club - operating, Foundation, and saving in order to reconcile the accounts. There are additional signers on the accounts. Start date: 2/1/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-11
  • S66 Uniform Combined State Law Examination
    2021-01-11
Other Names
  • Elle Gueringer
  • Lauren Elle Miller
  • Elle Miller
  • Lauren Elle Gueringer

View on SEC IAPD

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