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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-11-21
  • NJ RA
    APPROVED
    Since 2023-11-21

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

161 Madison Ave, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Wall NJ 12/2020 11/2023
Town Sports International (Nysc) Livingston NJ 10/2019 03/2020
Defenders Fairfield NJ 03/2019 08/2019
La Fitness Lodi NJ 02/2016 02/2019
Nylife Securities Llc Wall NJ 02/2021 11/2023
Unemployment Sparta NJ 03/2020 12/2020
Eagle Strategies Llc Saddle Brook NJ 11/2021 11/2023
Regulus Financial Group, Llc Kentwood MI 11/2023 Present
Regal Investment Advisors, Llc Kentwood MI 11/2023 Present
  • 12/2020 → 11/2023
    New York Life Insurance Company
    Wall, NJ
  • 10/2019 → 03/2020
    Town Sports International (Nysc)
    Livingston, NJ
  • 03/2019 → 08/2019
    Defenders
    Fairfield, NJ
  • 02/2016 → 02/2019
    La Fitness
    Lodi, NJ
  • 02/2021 → 11/2023
    Nylife Securities Llc
    Wall, NJ
  • 03/2020 → 12/2020
    Unemployment
    Sparta, NJ
  • 11/2021 → 11/2023
    Saddle Brook, NJ
  • 11/2023 → Present
    Regulus Financial Group, Llc
    Kentwood, MI
  • 11/2023 → Present
    Kentwood, MI
Previous Registrations
Other Businesses

Business Name: Cornerstone Wealth Associates - Investment Related: Yes - Address: 161 Madison Ave Ste 230, Morristown, NJ - Nature of Business: Registered Rep Activities through Regulus Financial Group, LLC using a DBA name; Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Insurance Agent/Registered Representative; Investment Advisor Representative - Start Date: 10/1/2024 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: Cornerstone Financial Services Group, LLC - Investment Related: Yes - Address: 161 Madison Ave Ste 230, Morristown, NJ - Nature of Business: Registered Rep Activities through Regulus Financial Group, LLC using a DBA name; Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Insurance Agent/Registered Representative; Investment Advisor Representative - Start Date: 7/03/2023 - End date: 10/1/2024 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-15
S63 Uniform Securities Agent State Law Examination 2021-02-18
  • S66 Uniform Combined State Law Examination
    2021-07-15
  • S63 Uniform Securities Agent State Law Examination
    2021-02-18

View on SEC IAPD

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