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Rochelle Miranda O'RArden

Ubs Financial Services Inc.

Denver, CO

Aurora, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-04-19
CO RA APPROVED 2022-04-18
  • UT RA
    APPROVED
    Since 2022-04-19
  • CO RA
    APPROVED
    Since 2022-04-18

Branch Locations

4600 S. Ulster Street 7Th Floor, Denver, CO 80237 • United States

Aurora, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Greenwood Village CO 09/2020 04/2022
Nordstrom Murray UT 09/2019 09/2020
Nordstrom Salt Lake City UT 09/2018 09/2019
Nordstrom Lonetree CO 05/2016 09/2018
Ubs Financial Services Inc Denver CO 04/2022 Present
  • 09/2020 → 04/2022
    Morgan Stanley
    Greenwood Village, CO
  • 09/2019 → 09/2020
    Nordstrom
    Murray, UT
  • 09/2018 → 09/2019
    Nordstrom
    Salt Lake City, UT
  • 05/2016 → 09/2018
    Nordstrom
    Lonetree, CO
  • 04/2022 → Present
    Ubs Financial Services Inc
    Denver, CO
Previous Registrations
  • 2021-06-07 → 2022-05-02
    Morgan Stanley
    Holladay, UT
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-07
  • S66 Uniform Combined State Law Examination
    2021-06-07
Other Names
  • Rochelle Miranda Green

View on SEC IAPD

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BRET ALLEN ROBERTS
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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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