Stephen Paul Neuhof

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

Jersey City, NJ

Forest Hill, MD

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2015-09-08
TX	RA	APPROVED	2012-03-22
NJ	RA	APPROVED	2011-08-22

MD RA
APPROVED

Since 2015-09-08
TX RA
APPROVED

Since 2012-03-22
NJ RA
APPROVED

Since 2011-08-22

Branch Locations

11333 Mccormick Rd Ci Client Services, Hunt Valley, MD 21031 • United States

525 Washington Blvd Ci Operations And Planning, Jersey City, NJ 07310 • United States

Forest Hill, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	01/2005	Present

01/2005 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-08-19

S66 Uniform Combined State Law Examination

2011-08-19

View on SEC IAPD

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