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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-11-17
  • WI RA
    APPROVED
    Since 2025-11-17

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Milwaukee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Inc. Milwaukee WI 10/2020 11/2025
Boyle Fredrickson S.C. Milwaukee WI 07/2018 08/2020
Wilson Elser S.C. Milwaukee WI 03/2018 07/2018
Hausmann-Mcnally S.C. Milwaukee WI 02/2016 03/2018
Howroyd Wright Employment Agency Inc. Milwaukee WI 02/2020 03/2020
Raymond James & Associates, Inc. Milwaukee WI 11/2025 Present
Live Nation Entertainment Elkhorn WI 05/2024 08/2024
  • 10/2020 → 11/2025
    Robert W. Baird & Co. Inc.
    Milwaukee, WI
  • 07/2018 → 08/2020
    Boyle Fredrickson S.C.
    Milwaukee, WI
  • 03/2018 → 07/2018
    Wilson Elser S.C.
    Milwaukee, WI
  • 02/2016 → 03/2018
    Hausmann-Mcnally S.C.
    Milwaukee, WI
  • 02/2020 → 03/2020
    Howroyd Wright Employment Agency Inc.
    Milwaukee, WI
  • 11/2025 → Present
    Milwaukee, WI
  • 05/2024 → 08/2024
    Live Nation Entertainment
    Elkhorn, WI
Previous Registrations
Other Businesses

(1)Name of Business: Bluegrass Ambassadors Address: 517 S 75th St, Milwaukee, WI, 53214, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 11/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Balance quickbooks, discuss budget during board meetings. I do not have signing access to the bank accounts intentionally due to previous role at broker-dealer.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-20
  • S66 Uniform Combined State Law Examination
    2021-11-20
Other Names
  • Laura Marie Richard

View on SEC IAPD

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